Depression-driven pathogenesis in gastroesophageal reflux disease: a mendelian randomization and cohort study

XIN Cheng-lin, WANG Zi-meng, ZHENG Zhi, JIAN Yue-Yang, WANG Hao-wei, LIU Xiaoye, CAI Jun, WU Shanshan, ZHANG Jun, ZHANG Zhong-tao, YIN Jie

Chinese Journal of Practical Surgery ›› 2026, Vol. 46 ›› Issue (1) : 135-143.

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Chinese Journal of Practical Surgery ›› 2026, Vol. 46 ›› Issue (1) : 135-143. DOI: 10.19538/j.cjps.issn1005-2208.2026.01.19

Depression-driven pathogenesis in gastroesophageal reflux disease: a mendelian randomization and cohort study

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Abstract

Objectives To investigate the association of depression with GERD onset and progression, as well as with the efficacy of anti-reflux surgery. Methods First, using 2015-2018 data from the U.S. National Health and Nutrition Examination Survey (NHANES) and after adjustment for confounders, we preliminarily verified the association between depression and GERD. Second, two-sample and multivariable Mendelian randomization (MR) analyses were performed to assess the causal effects of depression and three related psychiatric conditions (anxiety, mood swings, and high strung) on GERD. Finally, a single-center prospective cohort of patients undergoing anti-reflux surgery was established to evaluate the influence of postoperative depression in patients whose objective reflux parameters had normalized. Results The NHANES analysis included 14797 participants (873 with GERD; 13924 without). After covariate adjustment, PHQ-9 depression score (OR=1.043, 95%CI: 1.030 to 1.055, P < 0.001) was significantly positively associated with GERD onset. Two-sample MR indicated causal relationships between GERD and depression, anxiety, mood swings, and high stress; after multivariable MR adjusted for mutual influences, depression remained the only psychiatric factor showing a positive causal effect (OR=1.406, 95%CI=1.112 to 1.763, P=0.003). The prospective cohort comprised 145 patients who underwent laparoscopic Nissen fundoplication with hiatal hernia repair; 11 had postoperative depression. Depressed patients reported higher reflux symptom scores (8.64 ± 2.20 vs. 6.17 ± 1.19, P<0.001) and lower quality-of-life scores (38.01 ± 10.33 vs. 59.17 ± 6.46, P<0.001). Conclusion Depression is closely associated with GERD incidence and poor prognosis, acting as a principal driver among causally linked psychological factors (including mood swings, highly strung and anxiety). In patients with controlled reflux post-surgery, depression still leads to greater symptom severity and reduced quality of life.

Key words

gastroesophageal reflux disease / depression / NHANES database / mendelian randomization / anti-reflux surgery

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XIN Cheng-lin , WANG Zi-meng , ZHENG Zhi , et al . Depression-driven pathogenesis in gastroesophageal reflux disease: a mendelian randomization and cohort study[J]. Chinese Journal of Practical Surgery. 2026, 46(1): 135-143 https://doi.org/10.19538/j.cjps.issn1005-2208.2026.01.19

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<b>Introduction:</b> Acid suppression medications, such as proton-pump inhibitors (PPIs) and histamine-2 receptor antagonists, are commonly prescribed for the treatment of gastroesophageal reflux disease and other gastrointestinal disorders. However, concerns regarding potential long-term side effects are brought up by the overuse of PPIs. This study aimed to investigate the relationship between PPI usage, allergy, and asthma in the general US population. <b>Methods:</b> Data of individuals aged ≥20 years who had information on PPI use and questionnaires on allergy and asthma in the US National Health and Nutrition Examination Survey (NHANES) 2005–2006 were analyzed. Univariate and multivariable logistic regression analyses were performed to determine the associations between PPI use, prevalent allergy, and asthma. <b>Results:</b> A total of 4,481 participants (representing 198,543,007 US individuals after weighting) were included in the analyses. PPI use was not significantly associated with the presence of allergy or asthma in the general study population after adjustment. However, in females without steroid exposure, PPI use was significantly associated with increased odds of allergy (adjusted odds ratio [aOR] = 1.69, 95% confidence interval [CI]: 1.002–2.86), among which esomeprazole use was significantly associated with increased odds of allergy (aOR = 2.68, 95% CI: 1.30–5.54) and lansoprazole with increased odds of asthma (aOR = 3.44, 95% CI: 1.50–7.87) as compared to no PPI use. Duration of PPI use was not significantly associated with allergy or asthma. <b>Conclusions:</b> In US women without steroid exposure, PPI use is associated with increased likelihood of prevalent allergy and asthma.
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Studies have demonstrated that gastroesophageal reflux disease (GERD) can cause sleep deprivation because of nighttime heartburn or short, amnestic arousals during sleep. Sleep deprivation has been associated with reports of increased GERD severity. Our aim was to determine whether sleep deprivation enhances perception of intraesophageal acid in patients with GERD vs healthy controls.Ten healthy controls and 10 patients with erosive esophagitis (grades B-D) were included in the study. All subjects were randomized to either sleep deprivation (1 night with </=3 hours of sleep) or sufficient sleep (3 days with >/=7 hours sleep/night). Patients crossed over to the other arm after a washout period of 1 week. To ensure proper sleep time, we objectively monitored subjects with an actigraph. The morning after sufficient sleep or sleep deprivation, patients underwent stimulus response functions to esophageal acid perfusion.Ten healthy controls and 10 GERD patients completed all stages of the study. GERD patients demonstrated a significant decrease in lag time to symptom report (91 +/- 21.6 vs 282.7 +/- 67 sec, respectively, P =.02), increase in intensity rating (9.3 +/- 1.4 vs 4.4 +/- 0.9 cm, respectively, P =.02), and increase in acid perfusion sensitivity score (48.3 +/- 8.5 vs 22.7 +/- 4.5 sec x cm/100, respectively, P =.02) after sleep deprivation as compared with nights of good sleep. Normal subjects did not demonstrate any differences in stimulus response functions to acid between sufficient sleep and sleep deprivation (578 +/- 164 vs 493.8 +/- 60.3 sec, 0.3 +/- 0.2 vs 0.45 +/- 0.2 cm, and 0.4 +/- 0.3 vs 2.4 +/- 1.4 sec x cm/100, respectively, all P = NS).Sleep deprivation is hyperalgesic in patients with GERD and provides a potential mechanism for increase in GERD symptom severity in sleep-deprived patients.
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Yadlapati R, Tye M, Keefer L, et al. Psychosocial Distress and Quality of Life Impairment Are Associated With Symptom Severity in PPI Non-Responders With Normal Impedance-pH Profiles[J]. Am J Gastroenterol, 2018, 113(1):31-38. DOI: 10.1038/ajg.2017.263.
Up to 50% of patients with reflux symptoms do not manifest a satisfactory symptom response to proton pump inhibitor (PPI) therapy. Our primary aim in this study was to identify factors associated with symptom perception among PPI non-responder phenotypes.This prospective observational cohort study was performed from September 2014 to January 2017 at a single academic medical center and included PPI non-responders who underwent 24-h impedance-pH monitoring and completed a questionnaire set measuring patient-reported symptom severity, quality of life (QOL), and psychosocial distress. Participants were separated into cohorts based on impedance-pH results: on PPI: -acid exposure time (AET)/-symptom-reflux association (SRA), +AET, and -AET/+SRA; off PPI: functional (-AET/-SRA), gastroesophageal reflux disease (GERD) (+AET), and reflux hypersensitivity (RHS) (-AET/+SRA). The primary outcome was abnormal GERD symptom severity defined by GerdQ≥8.One hundred and ninety-two participants were included. Impedance-pH on PPI was performed on 125: 72 (58%) -AET/-SRA, 42 (34%) +AET, and 11 (9%) -AET/+SRA. Among the -AET/-SRA group, younger age, higher dysphagia scores, QOL impairment, and higher brief symptom index were associated with GerdQ≥8. Among the +AET group, higher number of reflux-associated symptoms and lower distal contractile integral was associated with GerdQ≥8. Impedance-pH off PPI was performed on 67 participants: 39 (58%) functional, 16 (24%) GERD, and 12 (18%) RHS. Among the functional group, higher QOL impairment and dysphagia scores were seen with GerdQ≥8.Perceptions of reflux symptoms are associated with psychosocial distress, reduced QOL, and sensation of dysphagia among PPI non-responders with normal impedance-pH. Among PPI refractory GERD patients, patient-reported symptom severity is associated with physiological differences, as opposed to psychosocial factors.
[28]
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With the widespread use of proton pump inhibitors (PPIs), the frontier of treating reflux disease has shifted from refractory esophagitis to PPI‐refractory symptoms. However, symptoms are inherently less specific than mucosal disease and, as noted by Herregods et al. in their contribution appearing in this issue of Neurogastroenterology and Motility, patients with refractory gastroesophageal reflux disease (GERD) symptoms often do not have GERD. This review discusses potential etiologies for PPI‐refractory symptoms. Three major concepts are explored: subendoscopic esophagitis, weakly acidic reflux events, and alternative explanations for persistent symptoms. With respect to subendoscopic esophagitis and unsuppressed reflux, ample evidence exists that these are present in PPI‐refractory patients. The problem is that these findings are also often present in substantial numbers of individuals with a satisfactory response to PPI therapy. Hence, the emphasis shifts to determinants of symptom perception. The major conclusion of the review is that psychogenic factors such as hyperalgesia, allodynia, hypervigilance, and heightened anxiety are the most plausible explanations as the dominant determinants of PPI‐refractory symptoms.
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Oesophageal hypervigilance and anxiety can drive symptom experience in chronic oesophageal conditions, including gastro‐oesophageal reflux disease, achalasia and functional oesophageal disorders. To date, no validated self‐report measure exists to evaluate oesophageal hypervigilance and anxiety.
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Tao J, Campbell JN, Tsai LT, et al. Highly selective brain-to-gut communication via genetically defined vagus neurons[J]. Neuron, 2021, 109(13):2106-2115. DOI: 10.1016/j.neuron.2021.05.004.
The vagus nerve innervates many organs, and most, if not all, of its motor fibers are cholinergic. However, no one knows its organizing principles-whether or not there are dedicated neurons with restricted targets that act as "labeled lines" to perform certain functions, including two opposing ones (gastric contraction versus relaxation). By performing unbiased transcriptional profiling of DMV cholinergic neurons, we discovered seven molecularly distinct subtypes of motor neurons. Then, by using subtype-specific Cre driver mice, we show that two of these subtypes exclusively innervate the glandular domain of the stomach where, remarkably, they contact different enteric neurons releasing functionally opposing neurotransmitters (acetylcholine versus nitric oxide). Thus, the vagus motor nerve communicates via genetically defined labeled lines to control functionally unique enteric neurons within discrete subregions of the gastrointestinal tract. This discovery reveals that the parasympathetic nervous system utilizes a striking division of labor to control autonomic function.Copyright © 2021 Elsevier Inc. All rights reserved.
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Laryngopharyngeal reflux (LPR) is a clinical conundrum without a diagnostic gold standard. The Esophageal Hypervigilance and Anxiety Scale (EHAS) is a questionnaire designed for cognitive-affective evaluation of visceral sensitivity. We hypothesized that esophageal hypervigilance and symptom-specific anxiety have an etiopathological role in generation of LPR symptoms, especially when gastroesophageal reflux disease (GERD) cannot explain these symptoms.
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Sperber AD, Freud T, Aziz I, et al. Greater overlap of rome iv disorders of gut-brain interactions leads to increased disease severity and poorer quality of life[J]. Clin Gastroenterol Hepatol, 2022, 20(5):e945-e956. DOI: 10.1016/j.cgh.2021.05.042.
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Patel A, Sayuk GS, Gyawali CP. Prevalence, characteristics, and treatment outcomes of reflux hypersensitivity detected on pH-impedance monitoring[J]. Neurogastroenterol Motil, 2016, 28(9):1382-1390. DOI: 10.1111/nmo.12838.
Positive symptom association probability (SAP) with physiologic esophageal acid exposure time (AET) on pH‐impedance monitoring defines reflux hypersensitivity (RH), a correlate of acid sensitivity on pH monitoring. We evaluated prevalence, clinical characteristics, and symptomatic outcomes of RH in a prospective observational cohort with reflux symptoms undergoing pH‐impedance monitoring.
[34]
Sawada A, Guzman M, Nikaki K, et al. Identification of different phenotypes of esophageal reflux hypersensitivity and implications for treatment[J]. Clin Gastroenterol Hepatol, 2021, 19(4):690-698. DOI: 10.1016/j.cgh.2020.03.063.
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Katz PO, Dunbar KB, Schnoll-Sussman FH, et al. ACG Clinical guideline for the diagnosis and management of gastroesophageal reflux disease[J]. Am J Gastroenterol, 2022, 117(1):27-56. DOI: 10.14309/ajg.0000000000001538.
Gastroesophageal reflux disease (GERD) continues to be among the most common diseases seen by gastroenterologists, surgeons, and primary care physicians. Our understanding of the varied presentations of GERD, enhancements in diagnostic testing, and approach to patient management have evolved. During this time, scrutiny of proton pump inhibitors (PPIs) has increased considerably. Although PPIs remain the medical treatment of choice for GERD, multiple publications have raised questions about adverse events, raising doubts about the safety of long-term use and increasing concern about overprescribing of PPIs. New data regarding the potential for surgical and endoscopic interventions have emerged. In this new document, we provide updated, evidence-based recommendations and practical guidance for the evaluation and management of GERD, including pharmacologic, lifestyle, surgical, and endoscopic management. The Grading of Recommendations, Assessment, Development, and Evaluation system was used to evaluate the evidence and the strength of recommendations. Key concepts and suggestions that as of this writing do not have sufficient evidence to grade are also provided.
[36]
Fass R, Zerbib F, Gyawali CP. AGA clinical practice update on functional heartburn: expert review[J]. Gastroenterology, 2020, 158(8):2286-2293. DOI: 10.1053/j.gastro.2020.01.034.
BEST PRACTICE ADVICE 1: A diagnosis of functional heartburn should be considered when retrosternal burning pain or discomfort persists despite maximal (double-dose) proton pump inhibitor (PPI) therapy taken appropriately before meals during a 3-month period. BEST PRACTICE ADVICE 2: A diagnosis of functional heartburn requires upper endoscopy with esophageal biopsies to rule out anatomic and mucosal abnormalities, esophageal high-resolution manometry to rule out major motor disorders, and pH monitoring off PPI therapy (or pH-impedance monitoring on therapy in patients with proven gastroesophageal reflux disease [GERD]), to document physiologic levels of esophageal acid exposure in the distal esophagus with absence of reflux-symptom association (ie, negative symptom index and symptom association probability). BEST PRACTICE ADVICE 3: Overlap of functional heartburn with proven GERD is diagnosed according to Rome IV criteria when heartburn persists despite maximal PPI therapy in patients with history of proven GERD (ie, positive pH study, erosive esophagitis, Barrett's esophagus, or esophageal ulcer), and pH impedance testing on PPI therapy demonstrates physiologic acid exposure without reflux-symptom association (ie, negative symptom index and symptom association probability). BEST PRACTICE ADVICE 4: PPIs have no therapeutic value in functional heartburn, the exception being proven GERD that overlaps with functional heartburn. BEST PRACTICE ADVICE 5: Neuromodulators, including tricyclic antidepressants, selective serotonin reuptake inhibitors, tegaserod, and histamine-2 receptor antagonists have benefit as either primary therapy in functional heartburn or as add-on therapy in functional heartburn that overlaps with proven GERD. BEST PRACTICE ADVICE 6: Based on available evidence, acupuncture and hypnotherapy may have benefit as monotherapy in functional heartburn, or as adjunctive therapy combined with other therapeutic modalities. BEST PRACTICE ADVICE 7: Based on available evidence, anti-reflux surgery and endoscopic GERD treatment modalities have no therapeutic benefit in functional heartburn and should not be recommended.Copyright © 2020 AGA Institute. Published by Elsevier Inc. All rights reserved.
[37]
Yadlapati R, Gyawali CP, Pandolfino JE, et al. AGA Clinical practice update on the personalized approach to the evaluation and management of GERD: expert review[J]. ClinGastroenterol Hepatology, 2022, 20(5):984-994. DOI: 10.1016/j.cgh.2022.01.025.
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Slater BJ, Collings A, Dirks R, et al. Multi-society consensus conference and guideline on the treatment of gastroesophageal reflux disease (GERD)[J]. Surg Endosc, 2023, 37(2):781-806. DOI: 10.1007/s00464-022-09817-3.

Funding

National Natural Science Foundation of China(82300646)
Beijing Natural Science Foundation(7232334)
Beijing Municipal Administration of Hospitals Incubating Program(PX20240103)
Beijing Municipal Administration of Hospitals Incubating Program(PX2020001)
Capital’s Funds for Health Improvement and Research(2024-2-2028)
Beijing Municipal Science & Technology Commission AI+ Health Collaborative Innovation Cultivation Project(Z241100007724004)
Beijing Research Ward Excellence Program(BRWEP2024W162020112)
Beijing Research Ward Excellence Program(BRWEP2024W162020100)
Excellent Plan for Medicine Innovation and Translation Project(YC202401QX0824)
Beijing Integrated Medical Association Clinical Research Funding Program[ZHKY-2025-1869(B012)]
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